\chapter{Range queries} \index{range query} \index{sum query} \index{minimum query} \index{maximum query} In this chapter, we discuss data structures that allow us to efficiently answer range queries. In a \key{range query}, we are given two indices to an array, and our task is to calculate some value based on the elements between the given indices. Typical range queries are: \begin{itemize} \item \key{sum query}: calculate the sum of elements \item \key{minimum query}: find the smallest element \item \key{maximum query}: find the largest element \end{itemize} For example, consider the range $[4,7]$ in the following array: \begin{center} \begin{tikzpicture}[scale=0.7] \fill[color=lightgray] (3,0) rectangle (7,1); \draw (0,0) grid (8,1); \node at (0.5,0.5) {$1$}; \node at (1.5,0.5) {$3$}; \node at (2.5,0.5) {$8$}; \node at (3.5,0.5) {$4$}; \node at (4.5,0.5) {$6$}; \node at (5.5,0.5) {$1$}; \node at (6.5,0.5) {$3$}; \node at (7.5,0.5) {$4$}; \footnotesize \node at (0.5,1.4) {$1$}; \node at (1.5,1.4) {$2$}; \node at (2.5,1.4) {$3$}; \node at (3.5,1.4) {$4$}; \node at (4.5,1.4) {$5$}; \node at (5.5,1.4) {$6$}; \node at (6.5,1.4) {$7$}; \node at (7.5,1.4) {$8$}; \end{tikzpicture} \end{center} In this range, the sum of elements is $4+6+1+3=16$, the minimum element is 1 and the maximum element is 6. A simple way to process range queries is to go through all elements in the range. For example, the following function \texttt{sum} calculates the sum of elements in a range $[a,b]$ of an array $t$: \begin{lstlisting} int sum(int a, int b) { int s = 0; for (int i = a; i <= b; i++) { s += t[i]; } return s; } \end{lstlisting} The above function works in $O(n)$ time, where $n$ is the number of elements in the array. Thus, we can process $q$ queries in $O(nq)$ time using the function. However, if both $n$ and $q$ are large, this approach is slow, and it turns out that there are ways to process range queries much more efficiently. \section{Static array queries} We first focus on a situation where the array is \key{static}, i.e., the elements are never modified between the queries. In this case, it suffices to construct a static data structure that tells us the answer for any possible query. \subsubsection{Sum queries} \index{prefix sum array} It turns out that we can easily process sum queries on a static array, because we can use a data structure called a \key{prefix sum array}. Each value in such an array equals the sum of values in the original array up to that position. For example, consider the following array: \begin{center} \begin{tikzpicture}[scale=0.7] %\fill[color=lightgray] (3,0) rectangle (7,1); \draw (0,0) grid (8,1); \node at (0.5,0.5) {$1$}; \node at (1.5,0.5) {$3$}; \node at (2.5,0.5) {$4$}; \node at (3.5,0.5) {$8$}; \node at (4.5,0.5) {$6$}; \node at (5.5,0.5) {$1$}; \node at (6.5,0.5) {$4$}; \node at (7.5,0.5) {$2$}; \footnotesize \node at (0.5,1.4) {$1$}; \node at (1.5,1.4) {$2$}; \node at (2.5,1.4) {$3$}; \node at (3.5,1.4) {$4$}; \node at (4.5,1.4) {$5$}; \node at (5.5,1.4) {$6$}; \node at (6.5,1.4) {$7$}; \node at (7.5,1.4) {$8$}; \end{tikzpicture} \end{center} The corresponding prefix sum array is as follows: \begin{center} \begin{tikzpicture}[scale=0.7] %\fill[color=lightgray] (3,0) rectangle (7,1); \draw (0,0) grid (8,1); \node at (0.5,0.5) {$1$}; \node at (1.5,0.5) {$4$}; \node at (2.5,0.5) {$8$}; \node at (3.5,0.5) {$16$}; \node at (4.5,0.5) {$22$}; \node at (5.5,0.5) {$23$}; \node at (6.5,0.5) {$27$}; \node at (7.5,0.5) {$29$}; \footnotesize \node at (0.5,1.4) {$1$}; \node at (1.5,1.4) {$2$}; \node at (2.5,1.4) {$3$}; \node at (3.5,1.4) {$4$}; \node at (4.5,1.4) {$5$}; \node at (5.5,1.4) {$6$}; \node at (6.5,1.4) {$7$}; \node at (7.5,1.4) {$8$}; \end{tikzpicture} \end{center} Let $\textrm{sum}(a,b)$ denote the sum of elements in the range $[a,b]$. Since the prefix sum array contains all values of the form $\textrm{sum}(1,k)$, we can calculate any value of $\textrm{sum}(a,b)$ in $O(1)$ time, because \[ \textrm{sum}(a,b) = \textrm{sum}(1,b) - \textrm{sum}(1,a-1).\] By defining $\textrm{sum}(1,0)=0$, the above formula also holds when $a=1$. For example, consider the range $[4,7]$: \begin{center} \begin{tikzpicture}[scale=0.7] \fill[color=lightgray] (3,0) rectangle (7,1); \draw (0,0) grid (8,1); \node at (0.5,0.5) {$1$}; \node at (1.5,0.5) {$3$}; \node at (2.5,0.5) {$4$}; \node at (3.5,0.5) {$8$}; \node at (4.5,0.5) {$6$}; \node at (5.5,0.5) {$1$}; \node at (6.5,0.5) {$4$}; \node at (7.5,0.5) {$2$}; \footnotesize \node at (0.5,1.4) {$1$}; \node at (1.5,1.4) {$2$}; \node at (2.5,1.4) {$3$}; \node at (3.5,1.4) {$4$}; \node at (4.5,1.4) {$5$}; \node at (5.5,1.4) {$6$}; \node at (6.5,1.4) {$7$}; \node at (7.5,1.4) {$8$}; \end{tikzpicture} \end{center} The sum in the range is $8+6+1+4=19$. This sum can be calculated using two values in the prefix sum array: \begin{center} \begin{tikzpicture}[scale=0.7] \fill[color=lightgray] (2,0) rectangle (3,1); \fill[color=lightgray] (6,0) rectangle (7,1); \draw (0,0) grid (8,1); \node at (0.5,0.5) {$1$}; \node at (1.5,0.5) {$4$}; \node at (2.5,0.5) {$8$}; \node at (3.5,0.5) {$16$}; \node at (4.5,0.5) {$22$}; \node at (5.5,0.5) {$23$}; \node at (6.5,0.5) {$27$}; \node at (7.5,0.5) {$29$}; \footnotesize \node at (0.5,1.4) {$1$}; \node at (1.5,1.4) {$2$}; \node at (2.5,1.4) {$3$}; \node at (3.5,1.4) {$4$}; \node at (4.5,1.4) {$5$}; \node at (5.5,1.4) {$6$}; \node at (6.5,1.4) {$7$}; \node at (7.5,1.4) {$8$}; \end{tikzpicture} \end{center} Thus, the sum in the range $[4,7]$ is $27-8=19$. It is also possible to generalize this idea to higher dimensions. For example, we can construct a two-dimensional prefix sum array that can be used for calculating the sum of any rectangular subarray in $O(1)$ time. Each value in such an array is the sum of a subarray that begins at the upper-left corner of the array. \begin{samepage} The following picture illustrates the idea: \begin{center} \begin{tikzpicture}[scale=0.54] \draw[fill=lightgray] (3,2) rectangle (7,5); \draw (0,0) grid (10,7); %\draw[line width=2pt] (3,2) rectangle (7,5); \node[anchor=center] at (6.5, 2.5) {$A$}; \node[anchor=center] at (2.5, 2.5) {$B$}; \node[anchor=center] at (6.5, 5.5) {$C$}; \node[anchor=center] at (2.5, 5.5) {$D$}; \end{tikzpicture} \end{center} \end{samepage} The sum of the gray subarray can be calculated using the formula \[S(A) - S(B) - S(C) + S(D),\] where $S(X)$ denotes the sum of a rectangular subarray from the upper-left corner to the position of $X$. \subsubsection{Minimum queries} Next we will see how we can process range minimum queries in $O(1)$ time after an $O(n \log n)$ time preprocessing using \index{sparse table} a data structure called a \key{sparse table}\footnote{The sparse table structure was introduced in \cite{ben00}. There are also more sophisticated techniques \cite{fis06} where the preprocessing time of the array is only $O(n)$, but such algorithms are not needed in competitive programming.}. Note that minimum and maximum queries can always be processed using similar techniques, so it suffices to focus on minimum queries. Let $\textrm{rmq}(a,b)$ (''range minimum query'') denote the minimum element in the range $[a,b]$. The idea is to precalculate all values of $\textrm{rmq}(a,b)$ where $b-a+1$, the length of the range, is a power of two. For example, for the array \begin{center} \begin{tikzpicture}[scale=0.7] \draw (0,0) grid (8,1); \node at (0.5,0.5) {$1$}; \node at (1.5,0.5) {$3$}; \node at (2.5,0.5) {$4$}; \node at (3.5,0.5) {$8$}; \node at (4.5,0.5) {$6$}; \node at (5.5,0.5) {$1$}; \node at (6.5,0.5) {$4$}; \node at (7.5,0.5) {$2$}; \footnotesize \node at (0.5,1.4) {$1$}; \node at (1.5,1.4) {$2$}; \node at (2.5,1.4) {$3$}; \node at (3.5,1.4) {$4$}; \node at (4.5,1.4) {$5$}; \node at (5.5,1.4) {$6$}; \node at (6.5,1.4) {$7$}; \node at (7.5,1.4) {$8$}; \end{tikzpicture} \end{center} the following values will be calculated: \begin{center} \begin{tabular}{ccc} \begin{tabular}{ccc} $a$ & $b$ & $\textrm{rmq}(a,b)$ \\ \hline 1 & 1 & 1 \\ 2 & 2 & 3 \\ 3 & 3 & 4 \\ 4 & 4 & 8 \\ 5 & 5 & 6 \\ 6 & 6 & 1 \\ 7 & 7 & 4 \\ 8 & 8 & 2 \\ \end{tabular} & \begin{tabular}{ccc} $a$ & $b$ & $\textrm{rmq}(a,b)$ \\ \hline 1 & 2 & 1 \\ 2 & 3 & 3 \\ 3 & 4 & 4 \\ 4 & 5 & 6 \\ 5 & 6 & 1 \\ 6 & 7 & 1 \\ 7 & 8 & 2 \\ \\ \end{tabular} & \begin{tabular}{ccc} $a$ & $b$ & $\textrm{rmq}(a,b)$ \\ \hline 1 & 4 & 1 \\ 2 & 5 & 3 \\ 3 & 6 & 1 \\ 4 & 7 & 1 \\ 5 & 8 & 1 \\ 1 & 8 & 1 \\ \\ \\ \end{tabular} \end{tabular} \end{center} The number of precalculated values is $O(n \log n)$, because there are $O(\log n)$ range lengths that are powers of two. In addition, the values can be calculated efficiently using the recursive formula \[\textrm{rmq}(a,b) = \min(\textrm{rmq}(a,a+w-1),\textrm{rmq}(a+w,b)),\] where $b-a+1$ is a power of two and $w=(b-a+1)/2$. Calculating all those values takes $O(n \log n)$ time. After this, any value of $\textrm{rmq}(a,b)$ can be calculated in $O(1)$ time as a minimum of two precalculated values. Let $k$ be the largest power of two that does not exceed $b-a+1$. We can calculate the value of $\textrm{rmq}(a,b)$ using the formula \[\textrm{rmq}(a,b) = \min(\textrm{rmq}(a,a+k-1),\textrm{rmq}(b-k+1,b)).\] In the above formula, the range $[a,b]$ is represented as the union of the ranges $[a,a+k-1]$ and $[b-k+1,b]$, both of length $k$. As an example, consider the range $[2,7]$: \begin{center} \begin{tikzpicture}[scale=0.7] \fill[color=lightgray] (1,0) rectangle (7,1); \draw (0,0) grid (8,1); \node at (0.5,0.5) {$1$}; \node at (1.5,0.5) {$3$}; \node at (2.5,0.5) {$4$}; \node at (3.5,0.5) {$8$}; \node at (4.5,0.5) {$6$}; \node at (5.5,0.5) {$1$}; \node at (6.5,0.5) {$4$}; \node at (7.5,0.5) {$2$}; \footnotesize \node at (0.5,1.4) {$1$}; \node at (1.5,1.4) {$2$}; \node at (2.5,1.4) {$3$}; \node at (3.5,1.4) {$4$}; \node at (4.5,1.4) {$5$}; \node at (5.5,1.4) {$6$}; \node at (6.5,1.4) {$7$}; \node at (7.5,1.4) {$8$}; \end{tikzpicture} \end{center} The length of the range is 6, and the largest power of two that does not exceed 6 is 4. Thus the range $[2,7]$ is the union of the ranges $[2,5]$ and $[4,7]$: \begin{center} \begin{tikzpicture}[scale=0.7] \fill[color=lightgray] (1,0) rectangle (5,1); \draw (0,0) grid (8,1); \node at (0.5,0.5) {$1$}; \node at (1.5,0.5) {$3$}; \node at (2.5,0.5) {$4$}; \node at (3.5,0.5) {$8$}; \node at (4.5,0.5) {$6$}; \node at (5.5,0.5) {$1$}; \node at (6.5,0.5) {$4$}; \node at (7.5,0.5) {$2$}; \footnotesize \node at (0.5,1.4) {$1$}; \node at (1.5,1.4) {$2$}; \node at (2.5,1.4) {$3$}; \node at (3.5,1.4) {$4$}; \node at (4.5,1.4) {$5$}; \node at (5.5,1.4) {$6$}; \node at (6.5,1.4) {$7$}; \node at (7.5,1.4) {$8$}; \end{tikzpicture} \end{center} \begin{center} \begin{tikzpicture}[scale=0.7] \fill[color=lightgray] (3,0) rectangle (7,1); \draw (0,0) grid (8,1); \node at (0.5,0.5) {$1$}; \node at (1.5,0.5) {$3$}; \node at (2.5,0.5) {$4$}; \node at (3.5,0.5) {$8$}; \node at (4.5,0.5) {$6$}; \node at (5.5,0.5) {$1$}; \node at (6.5,0.5) {$4$}; \node at (7.5,0.5) {$2$}; \footnotesize \node at (0.5,1.4) {$1$}; \node at (1.5,1.4) {$2$}; \node at (2.5,1.4) {$3$}; \node at (3.5,1.4) {$4$}; \node at (4.5,1.4) {$5$}; \node at (5.5,1.4) {$6$}; \node at (6.5,1.4) {$7$}; \node at (7.5,1.4) {$8$}; \end{tikzpicture} \end{center} Since $\textrm{rmq}(2,5)=3$ and $\textrm{rmq}(4,7)=1$, we can conclude that $\textrm{rmq}(2,7)=1$. \section{Binary indexed trees} \index{binary indexed tree} \index{Fenwick tree} A \key{binary indexed tree} or \key{Fenwick tree}\footnote{The binary indexed tree structure was presented by P. M. Fenwick in 1994 \cite{fen94}.} can be seen as a dynamic version of a prefix sum array. This data structure supports two $O(\log n)$ time operations: calculating the sum of elements in a range and modifying the value of an element. The advantage of a binary indexed tree is that it allows us to efficiently update the array elements between the sum queries. This would not be possible using a prefix sum array, because after each update, we should build the whole array again in $O(n)$ time. \subsubsection{Structure} A binary indexed tree can be represented as an array where the value at position $x$ equals the sum of elements in the range $[x-k+1,x]$, where $k$ is the largest power of two that divides $x$. For example, if $x=6$, then $k=2$, because 2 divides 6 but 4 does not divide 6. \begin{samepage} For example, consider the following array: \begin{center} \begin{tikzpicture}[scale=0.7] \draw (0,0) grid (8,1); \node at (0.5,0.5) {$1$}; \node at (1.5,0.5) {$3$}; \node at (2.5,0.5) {$4$}; \node at (3.5,0.5) {$8$}; \node at (4.5,0.5) {$6$}; \node at (5.5,0.5) {$1$}; \node at (6.5,0.5) {$4$}; \node at (7.5,0.5) {$2$}; \footnotesize \node at (0.5,1.4) {$1$}; \node at (1.5,1.4) {$2$}; \node at (2.5,1.4) {$3$}; \node at (3.5,1.4) {$4$}; \node at (4.5,1.4) {$5$}; \node at (5.5,1.4) {$6$}; \node at (6.5,1.4) {$7$}; \node at (7.5,1.4) {$8$}; \end{tikzpicture} \end{center} \end{samepage} \begin{samepage} The corresponding binary indexed tree is as follows: \begin{center} \begin{tikzpicture}[scale=0.7] \draw (0,0) grid (8,1); \node at (0.5,0.5) {$1$}; \node at (1.5,0.5) {$4$}; \node at (2.5,0.5) {$4$}; \node at (3.5,0.5) {$16$}; \node at (4.5,0.5) {$6$}; \node at (5.5,0.5) {$7$}; \node at (6.5,0.5) {$4$}; \node at (7.5,0.5) {$29$}; \footnotesize \node at (0.5,1.4) {$1$}; \node at (1.5,1.4) {$2$}; \node at (2.5,1.4) {$3$}; \node at (3.5,1.4) {$4$}; \node at (4.5,1.4) {$5$}; \node at (5.5,1.4) {$6$}; \node at (6.5,1.4) {$7$}; \node at (7.5,1.4) {$8$}; \end{tikzpicture} \end{center} \end{samepage} For example, the value at position 6 in the binary indexed tree is 7, because the sum of elements in the range $[5,6]$ of the array is $6+1=7$. The following picture shows more clearly how each value in the binary indexed tree corresponds to a range in the array: \begin{center} \begin{tikzpicture}[scale=0.7] %\fill[color=lightgray] (3,0) rectangle (7,1); \draw (0,0) grid (8,1); \node at (0.5,0.5) {$1$}; \node at (1.5,0.5) {$4$}; \node at (2.5,0.5) {$4$}; \node at (3.5,0.5) {$16$}; \node at (4.5,0.5) {$6$}; \node at (5.5,0.5) {$7$}; \node at (6.5,0.5) {$4$}; \node at (7.5,0.5) {$29$}; \footnotesize \node at (0.5,1.4) {$1$}; \node at (1.5,1.4) {$2$}; \node at (2.5,1.4) {$3$}; \node at (3.5,1.4) {$4$}; \node at (4.5,1.4) {$5$}; \node at (5.5,1.4) {$6$}; \node at (6.5,1.4) {$7$}; \node at (7.5,1.4) {$8$}; \draw[->,thick] (0.5,-0.9) -- (0.5,-0.1); \draw[->,thick] (2.5,-0.9) -- (2.5,-0.1); \draw[->,thick] (4.5,-0.9) -- (4.5,-0.1); \draw[->,thick] (6.5,-0.9) -- (6.5,-0.1); \draw[->,thick] (1.5,-1.9) -- (1.5,-0.1); \draw[->,thick] (5.5,-1.9) -- (5.5,-0.1); \draw[->,thick] (3.5,-2.9) -- (3.5,-0.1); \draw[->,thick] (7.5,-3.9) -- (7.5,-0.1); \draw (0,-1) -- (1,-1) -- (1,-1.5) -- (0,-1.5) -- (0,-1); \draw (2,-1) -- (3,-1) -- (3,-1.5) -- (2,-1.5) -- (2,-1); \draw (4,-1) -- (5,-1) -- (5,-1.5) -- (4,-1.5) -- (4,-1); \draw (6,-1) -- (7,-1) -- (7,-1.5) -- (6,-1.5) -- (6,-1); \draw (0,-2) -- (2,-2) -- (2,-2.5) -- (0,-2.5) -- (0,-2); \draw (4,-2) -- (6,-2) -- (6,-2.5) -- (4,-2.5) -- (4,-2); \draw (0,-3) -- (4,-3) -- (4,-3.5) -- (0,-3.5) -- (0,-3); \draw (0,-4) -- (8,-4) -- (8,-4.5) -- (0,-4.5) -- (0,-4); \end{tikzpicture} \end{center} \subsubsection{Sum queries} The values in the binary indexed tree can be used to efficiently calculate the sum of elements in any range $[1,k]$, because such a range can be divided into $O(\log n)$ ranges whose sums are available in the binary indexed tree. For example, the range $[1,7]$ corresponds to the following values: \begin{center} \begin{tikzpicture}[scale=0.7] %\fill[color=lightgray] (3,0) rectangle (7,1); \draw (0,0) grid (8,1); \node at (0.5,0.5) {$1$}; \node at (1.5,0.5) {$4$}; \node at (2.5,0.5) {$4$}; \node at (3.5,0.5) {$16$}; \node at (4.5,0.5) {$6$}; \node at (5.5,0.5) {$7$}; \node at (6.5,0.5) {$4$}; \node at (7.5,0.5) {$29$}; \footnotesize \node at (0.5,1.4) {$1$}; \node at (1.5,1.4) {$2$}; \node at (2.5,1.4) {$3$}; \node at (3.5,1.4) {$4$}; \node at (4.5,1.4) {$5$}; \node at (5.5,1.4) {$6$}; \node at (6.5,1.4) {$7$}; \node at (7.5,1.4) {$8$}; \draw[->,thick] (0.5,-0.9) -- (0.5,-0.1); \draw[->,thick] (2.5,-0.9) -- (2.5,-0.1); \draw[->,thick] (4.5,-0.9) -- (4.5,-0.1); \draw[->,thick] (6.5,-0.9) -- (6.5,-0.1); \draw[->,thick] (1.5,-1.9) -- (1.5,-0.1); \draw[->,thick] (5.5,-1.9) -- (5.5,-0.1); \draw[->,thick] (3.5,-2.9) -- (3.5,-0.1); \draw[->,thick] (7.5,-3.9) -- (7.5,-0.1); \draw (0,-1) -- (1,-1) -- (1,-1.5) -- (0,-1.5) -- (0,-1); \draw (2,-1) -- (3,-1) -- (3,-1.5) -- (2,-1.5) -- (2,-1); \draw (4,-1) -- (5,-1) -- (5,-1.5) -- (4,-1.5) -- (4,-1); \draw[fill=lightgray] (6,-1) -- (7,-1) -- (7,-1.5) -- (6,-1.5) -- (6,-1); \draw (0,-2) -- (2,-2) -- (2,-2.5) -- (0,-2.5) -- (0,-2); \draw[fill=lightgray] (4,-2) -- (6,-2) -- (6,-2.5) -- (4,-2.5) -- (4,-2); \draw[fill=lightgray] (0,-3) -- (4,-3) -- (4,-3.5) -- (0,-3.5) -- (0,-3); \draw (0,-4) -- (8,-4) -- (8,-4.5) -- (0,-4.5) -- (0,-4); \end{tikzpicture} \end{center} Hence, the sum of elements in the range $[1,7]$ is $16+7+4=27$. To calculate the sum of elements in any range $[a,b]$, we can use the same trick that we used with prefix sum arrays: \[ \textrm{sum}(a,b) = \textrm{sum}(1,b) - \textrm{sum}(1,a-1).\] Also in this case, only $O(\log n)$ values are needed. \subsubsection{Array updates} When a value in the array changes, several values in the binary indexed tree should be updated. For example, if the element at position 3 changes, the sums of the following ranges change: \begin{center} \begin{tikzpicture}[scale=0.7] %\fill[color=lightgray] (3,0) rectangle (7,1); \draw (0,0) grid (8,1); \node at (0.5,0.5) {$1$}; \node at (1.5,0.5) {$4$}; \node at (2.5,0.5) {$4$}; \node at (3.5,0.5) {$16$}; \node at (4.5,0.5) {$6$}; \node at (5.5,0.5) {$7$}; \node at (6.5,0.5) {$4$}; \node at (7.5,0.5) {$29$}; \footnotesize \node at (0.5,1.4) {$1$}; \node at (1.5,1.4) {$2$}; \node at (2.5,1.4) {$3$}; \node at (3.5,1.4) {$4$}; \node at (4.5,1.4) {$5$}; \node at (5.5,1.4) {$6$}; \node at (6.5,1.4) {$7$}; \node at (7.5,1.4) {$8$}; \draw[->,thick] (0.5,-0.9) -- (0.5,-0.1); \draw[->,thick] (2.5,-0.9) -- (2.5,-0.1); \draw[->,thick] (4.5,-0.9) -- (4.5,-0.1); \draw[->,thick] (6.5,-0.9) -- (6.5,-0.1); \draw[->,thick] (1.5,-1.9) -- (1.5,-0.1); \draw[->,thick] (5.5,-1.9) -- (5.5,-0.1); \draw[->,thick] (3.5,-2.9) -- (3.5,-0.1); \draw[->,thick] (7.5,-3.9) -- (7.5,-0.1); \draw (0,-1) -- (1,-1) -- (1,-1.5) -- (0,-1.5) -- (0,-1); \draw[fill=lightgray] (2,-1) -- (3,-1) -- (3,-1.5) -- (2,-1.5) -- (2,-1); \draw (4,-1) -- (5,-1) -- (5,-1.5) -- (4,-1.5) -- (4,-1); \draw (6,-1) -- (7,-1) -- (7,-1.5) -- (6,-1.5) -- (6,-1); \draw (0,-2) -- (2,-2) -- (2,-2.5) -- (0,-2.5) -- (0,-2); \draw (4,-2) -- (6,-2) -- (6,-2.5) -- (4,-2.5) -- (4,-2); \draw[fill=lightgray] (0,-3) -- (4,-3) -- (4,-3.5) -- (0,-3.5) -- (0,-3); \draw[fill=lightgray] (0,-4) -- (8,-4) -- (8,-4.5) -- (0,-4.5) -- (0,-4); \end{tikzpicture} \end{center} Since each array element belongs to $O(\log n)$ ranges in the binary indexed tree, it suffices to update $O(\log n)$ values. \subsubsection{Implementation} The operations of a binary indexed tree can be implemented in an elegant and efficient way using bit operations. The key fact needed is that $k \& -k$ isolates the last one bit of a number $k$. For example, $26 \& -26=2$ because the number $26$ corresponds to 11010 and the number $2$ corresponds to 10. It turns out that when processing a sum query, the position $k$ in the binary indexed tree needs to be decreased by $k \& -k$ at every step, and when updating the array, the position $k$ needs to be increased by $k \& -k$ at every step. Suppose that the binary indexed tree is stored in an array \texttt{b}. The following function calculates the sum of elements in a range $[1,k]$: \begin{lstlisting} int sum(int k) { int s = 0; while (k >= 1) { s += b[k]; k -= k&-k; } return s; } \end{lstlisting} The following function increases the value of the element at position $k$ by $x$ ($x$ can be positive or negative): \begin{lstlisting} void add(int k, int x) { while (k <= n) { b[k] += x; k += k&-k; } } \end{lstlisting} The time complexity of both the functions is $O(\log n)$, because the functions access $O(\log n)$ values in the binary indexed tree, and each move to the next position takes $O(1)$ time using bit operations. \section{Segment trees} \index{segment tree} A \key{segment tree}\footnote{The origin of this structure is unknown. The bottom-up-implementation in this chapter corresponds to the implementation in \cite{sta06}.} is a data structure that supports two operations: processing a range query and modifying an element in the array. Segment trees can support sum queries, minimum and maximum queries and many other queries so that both operations work in $O(\log n)$ time. Compared to a binary indexed tree, the advantage of a segment tree is that it is a more general data structure. While binary indexed trees only support sum queries, segment trees also support other queries. On the other hand, a segment tree requires more memory and is a bit more difficult to implement. \subsubsection{Structure} A segment tree is a binary tree such that the nodes on the bottom level of the tree correspond to the array elements, and the other nodes contain information needed for processing range queries. Throughout the section, we assume that the size of the array is a power of two and zero-based indexing is used, because it is convenient to build a segment tree for such an array. If the size of the array is not a power of two, we can always append extra elements to it. We will first discuss segment trees that support sum queries. As an example, consider the following array: \begin{center} \begin{tikzpicture}[scale=0.7] \draw (0,0) grid (8,1); \node at (0.5,0.5) {$5$}; \node at (1.5,0.5) {$8$}; \node at (2.5,0.5) {$6$}; \node at (3.5,0.5) {$3$}; \node at (4.5,0.5) {$2$}; \node at (5.5,0.5) {$7$}; \node at (6.5,0.5) {$2$}; \node at (7.5,0.5) {$6$}; \footnotesize \node at (0.5,1.4) {$0$}; \node at (1.5,1.4) {$1$}; \node at (2.5,1.4) {$2$}; \node at (3.5,1.4) {$3$}; \node at (4.5,1.4) {$4$}; \node at (5.5,1.4) {$5$}; \node at (6.5,1.4) {$6$}; \node at (7.5,1.4) {$7$}; \end{tikzpicture} \end{center} The corresponding segment tree is as follows: \begin{center} \begin{tikzpicture}[scale=0.7] \draw (0,0) grid (8,1); \node[anchor=center] at (0.5, 0.5) {5}; \node[anchor=center] at (1.5, 0.5) {8}; \node[anchor=center] at (2.5, 0.5) {6}; \node[anchor=center] at (3.5, 0.5) {3}; \node[anchor=center] at (4.5, 0.5) {2}; \node[anchor=center] at (5.5, 0.5) {7}; \node[anchor=center] at (6.5, 0.5) {2}; \node[anchor=center] at (7.5, 0.5) {6}; \node[draw, circle] (a) at (1,2.5) {13}; \path[draw,thick,-] (a) -- (0.5,1); \path[draw,thick,-] (a) -- (1.5,1); \node[draw, circle,minimum size=22pt] (b) at (3,2.5) {9}; \path[draw,thick,-] (b) -- (2.5,1); \path[draw,thick,-] (b) -- (3.5,1); \node[draw, circle,minimum size=22pt] (c) at (5,2.5) {9}; \path[draw,thick,-] (c) -- (4.5,1); \path[draw,thick,-] (c) -- (5.5,1); \node[draw, circle,minimum size=22pt] (d) at (7,2.5) {8}; \path[draw,thick,-] (d) -- (6.5,1); \path[draw,thick,-] (d) -- (7.5,1); \node[draw, circle] (i) at (2,4.5) {22}; \path[draw,thick,-] (i) -- (a); \path[draw,thick,-] (i) -- (b); \node[draw, circle] (j) at (6,4.5) {17}; \path[draw,thick,-] (j) -- (c); \path[draw,thick,-] (j) -- (d); \node[draw, circle] (m) at (4,6.5) {39}; \path[draw,thick,-] (m) -- (i); \path[draw,thick,-] (m) -- (j); \end{tikzpicture} \end{center} Each internal node in the segment tree contains information about a range of size $2^k$ in the original array. In the above tree, the value of each internal node is the sum of the corresponding array elements, and it can be calculated as the sum of the values of its left and right child node. \subsubsection{Range queries} The sum of elements in a given range can be calculated as a sum of values in the segment tree. For example, consider the following range: \begin{center} \begin{tikzpicture}[scale=0.7] \fill[color=gray!50] (2,0) rectangle (8,1); \draw (0,0) grid (8,1); \node[anchor=center] at (0.5, 0.5) {5}; \node[anchor=center] at (1.5, 0.5) {8}; \node[anchor=center] at (2.5, 0.5) {6}; \node[anchor=center] at (3.5, 0.5) {3}; \node[anchor=center] at (4.5, 0.5) {2}; \node[anchor=center] at (5.5, 0.5) {7}; \node[anchor=center] at (6.5, 0.5) {2}; \node[anchor=center] at (7.5, 0.5) {6}; % % \footnotesize % \node at (0.5,1.4) {$1$}; % \node at (1.5,1.4) {$2$}; % \node at (2.5,1.4) {$3$}; % \node at (3.5,1.4) {$4$}; % \node at (4.5,1.4) {$5$}; % \node at (5.5,1.4) {$6$}; % \node at (6.5,1.4) {$7$}; % \node at (7.5,1.4) {$8$}; \end{tikzpicture} \end{center} The sum of elements in the range is $6+3+2+7+2+6=26$. The following two nodes in the tree correspond to the range: \begin{center} \begin{tikzpicture}[scale=0.7] \draw (0,0) grid (8,1); \node[anchor=center] at (0.5, 0.5) {5}; \node[anchor=center] at (1.5, 0.5) {8}; \node[anchor=center] at (2.5, 0.5) {6}; \node[anchor=center] at (3.5, 0.5) {3}; \node[anchor=center] at (4.5, 0.5) {2}; \node[anchor=center] at (5.5, 0.5) {7}; \node[anchor=center] at (6.5, 0.5) {2}; \node[anchor=center] at (7.5, 0.5) {6}; \node[draw, circle] (a) at (1,2.5) {13}; \path[draw,thick,-] (a) -- (0.5,1); \path[draw,thick,-] (a) -- (1.5,1); \node[draw, circle,fill=gray!50,minimum size=22pt] (b) at (3,2.5) {9}; \path[draw,thick,-] (b) -- (2.5,1); \path[draw,thick,-] (b) -- (3.5,1); \node[draw, circle,minimum size=22pt] (c) at (5,2.5) {9}; \path[draw,thick,-] (c) -- (4.5,1); \path[draw,thick,-] (c) -- (5.5,1); \node[draw, circle,minimum size=22pt] (d) at (7,2.5) {8}; \path[draw,thick,-] (d) -- (6.5,1); \path[draw,thick,-] (d) -- (7.5,1); \node[draw, circle] (i) at (2,4.5) {22}; \path[draw,thick,-] (i) -- (a); \path[draw,thick,-] (i) -- (b); \node[draw, circle,fill=gray!50] (j) at (6,4.5) {17}; \path[draw,thick,-] (j) -- (c); \path[draw,thick,-] (j) -- (d); \node[draw, circle] (m) at (4,6.5) {39}; \path[draw,thick,-] (m) -- (i); \path[draw,thick,-] (m) -- (j); \end{tikzpicture} \end{center} Thus, the sum of elements in the range is $9+17=26$. When the sum is calculated using nodes that are located as high as possible in the tree, at most two nodes on each level of the tree are needed. Hence, the total number of nodes is only $O(\log n)$. \subsubsection{Array updates} When an element in the array changes, we should update all nodes in the tree whose value depends on the element. This can be done by traversing the path from the element to the top node and updating the nodes along the path. \begin{samepage} The following picture shows which nodes in the segment tree change if the element 7 in the array changes. \begin{center} \begin{tikzpicture}[scale=0.7] \fill[color=gray!50] (5,0) rectangle (6,1); \draw (0,0) grid (8,1); \node[anchor=center] at (0.5, 0.5) {5}; \node[anchor=center] at (1.5, 0.5) {8}; \node[anchor=center] at (2.5, 0.5) {6}; \node[anchor=center] at (3.5, 0.5) {3}; \node[anchor=center] at (4.5, 0.5) {2}; \node[anchor=center] at (5.5, 0.5) {7}; \node[anchor=center] at (6.5, 0.5) {2}; \node[anchor=center] at (7.5, 0.5) {6}; \node[draw, circle] (a) at (1,2.5) {13}; \path[draw,thick,-] (a) -- (0.5,1); \path[draw,thick,-] (a) -- (1.5,1); \node[draw, circle,minimum size=22pt] (b) at (3,2.5) {9}; \path[draw,thick,-] (b) -- (2.5,1); \path[draw,thick,-] (b) -- (3.5,1); \node[draw, circle,minimum size=22pt,fill=gray!50] (c) at (5,2.5) {9}; \path[draw,thick,-] (c) -- (4.5,1); \path[draw,thick,-] (c) -- (5.5,1); \node[draw, circle,minimum size=22pt] (d) at (7,2.5) {8}; \path[draw,thick,-] (d) -- (6.5,1); \path[draw,thick,-] (d) -- (7.5,1); \node[draw, circle] (i) at (2,4.5) {22}; \path[draw,thick,-] (i) -- (a); \path[draw,thick,-] (i) -- (b); \node[draw, circle,fill=gray!50] (j) at (6,4.5) {17}; \path[draw,thick,-] (j) -- (c); \path[draw,thick,-] (j) -- (d); \node[draw, circle,fill=gray!50] (m) at (4,6.5) {39}; \path[draw,thick,-] (m) -- (i); \path[draw,thick,-] (m) -- (j); \end{tikzpicture} \end{center} \end{samepage} The path from bottom to top always consists of $O(\log n)$ nodes, so each update changes $O(\log n)$ nodes in the tree. \subsubsection{Storing the tree} A segment tree can be stored in an array of $2N$ elements where $N$ is a power of two. Such a tree corresponds to an array indexed from $0$ to $N-1$. In the segment tree array, the element at position 1 corresponds to the top node of the tree, the elements at positions 2 and 3 correspond to the second level of the tree, and so on. Finally, the elements at positions $N \ldots 2N-1$ correspond to the bottom level of the tree, i.e., the elements of the original array. For example, the segment tree \begin{center} \begin{tikzpicture}[scale=0.7] \draw (0,0) grid (8,1); \node[anchor=center] at (0.5, 0.5) {5}; \node[anchor=center] at (1.5, 0.5) {8}; \node[anchor=center] at (2.5, 0.5) {6}; \node[anchor=center] at (3.5, 0.5) {3}; \node[anchor=center] at (4.5, 0.5) {2}; \node[anchor=center] at (5.5, 0.5) {7}; \node[anchor=center] at (6.5, 0.5) {2}; \node[anchor=center] at (7.5, 0.5) {6}; \node[draw, circle] (a) at (1,2.5) {13}; \path[draw,thick,-] (a) -- (0.5,1); \path[draw,thick,-] (a) -- (1.5,1); \node[draw, circle,minimum size=22pt] (b) at (3,2.5) {9}; \path[draw,thick,-] (b) -- (2.5,1); \path[draw,thick,-] (b) -- (3.5,1); \node[draw, circle,minimum size=22pt] (c) at (5,2.5) {9}; \path[draw,thick,-] (c) -- (4.5,1); \path[draw,thick,-] (c) -- (5.5,1); \node[draw, circle,minimum size=22pt] (d) at (7,2.5) {8}; \path[draw,thick,-] (d) -- (6.5,1); \path[draw,thick,-] (d) -- (7.5,1); \node[draw, circle] (i) at (2,4.5) {22}; \path[draw,thick,-] (i) -- (a); \path[draw,thick,-] (i) -- (b); \node[draw, circle] (j) at (6,4.5) {17}; \path[draw,thick,-] (j) -- (c); \path[draw,thick,-] (j) -- (d); \node[draw, circle] (m) at (4,6.5) {39}; \path[draw,thick,-] (m) -- (i); \path[draw,thick,-] (m) -- (j); \end{tikzpicture} \end{center} can be stored as follows ($N=8$): \begin{center} \begin{tikzpicture}[scale=0.7] %\fill[color=lightgray] (3,0) rectangle (7,1); \draw (0,0) grid (15,1); \node at (0.5,0.5) {$39$}; \node at (1.5,0.5) {$22$}; \node at (2.5,0.5) {$17$}; \node at (3.5,0.5) {$13$}; \node at (4.5,0.5) {$9$}; \node at (5.5,0.5) {$9$}; \node at (6.5,0.5) {$8$}; \node at (7.5,0.5) {$5$}; \node at (8.5,0.5) {$8$}; \node at (9.5,0.5) {$6$}; \node at (10.5,0.5) {$3$}; \node at (11.5,0.5) {$2$}; \node at (12.5,0.5) {$7$}; \node at (13.5,0.5) {$2$}; \node at (14.5,0.5) {$6$}; \footnotesize \node at (0.5,1.4) {$1$}; \node at (1.5,1.4) {$2$}; \node at (2.5,1.4) {$3$}; \node at (3.5,1.4) {$4$}; \node at (4.5,1.4) {$5$}; \node at (5.5,1.4) {$6$}; \node at (6.5,1.4) {$7$}; \node at (7.5,1.4) {$8$}; \node at (8.5,1.4) {$9$}; \node at (9.5,1.4) {$10$}; \node at (10.5,1.4) {$11$}; \node at (11.5,1.4) {$12$}; \node at (12.5,1.4) {$13$}; \node at (13.5,1.4) {$14$}; \node at (14.5,1.4) {$15$}; \end{tikzpicture} \end{center} Using this representation, for a node at position $k$, \begin{itemize} \item the parent node is at position $\lfloor k/2 \rfloor$, \item the left child node is at position $2k$, and \item the right child node is at position $2k+1$. \end{itemize} % Note that this implies that the index of a node % is even if it is a left child and odd if it is a right child. \subsubsection{Functions} Assume that the segment tree is stored in an array \texttt{p}. The following function calculates the sum of elements in a range $[a,b]$: \begin{lstlisting} int sum(int a, int b) { a += N; b += N; int s = 0; while (a <= b) { if (a%2 == 1) s += p[a++]; if (b%2 == 0) s += p[b--]; a /= 2; b /= 2; } return s; } \end{lstlisting} The function starts at the bottom of the tree and moves one level up at each step. Initially, the range $[a+N,b+N]$ corresponds to the range $[a,b]$ in the original array. At each step, the function adds the value of the left and right node to the sum if their parent nodes do not belong to the range. This process continues, until the sum of the range has been calculated. The following function increases the value of the element at position $k$ by $x$: \begin{lstlisting} void add(int k, int x) { k += N; p[k] += x; for (k /= 2; k >= 1; k /= 2) { p[k] = p[2*k]+p[2*k+1]; } } \end{lstlisting} First the function updates the element at the bottom level of the tree. After this, the function updates the values of all internal nodes in the tree, until it reaches the top node of the tree. Both above functions work in $O(\log n)$ time, because a segment tree of $n$ elements consists of $O(\log n)$ levels, and the operations move one level forward in the tree at each step. \subsubsection{Other queries} Segment trees can support any queries as long as we can divide a range into two parts, calculate the answer for both parts and then efficiently combine the answers. Examples of such queries are minimum and maximum, greatest common divisor, and bit operations and, or and xor. \begin{samepage} For example, the following segment tree supports minimum queries: \begin{center} \begin{tikzpicture}[scale=0.7] \draw (0,0) grid (8,1); \node[anchor=center] at (0.5, 0.5) {5}; \node[anchor=center] at (1.5, 0.5) {8}; \node[anchor=center] at (2.5, 0.5) {6}; \node[anchor=center] at (3.5, 0.5) {3}; \node[anchor=center] at (4.5, 0.5) {1}; \node[anchor=center] at (5.5, 0.5) {7}; \node[anchor=center] at (6.5, 0.5) {2}; \node[anchor=center] at (7.5, 0.5) {6}; \node[draw, circle,minimum size=22pt] (a) at (1,2.5) {5}; \path[draw,thick,-] (a) -- (0.5,1); \path[draw,thick,-] (a) -- (1.5,1); \node[draw, circle,minimum size=22pt] (b) at (3,2.5) {3}; \path[draw,thick,-] (b) -- (2.5,1); \path[draw,thick,-] (b) -- (3.5,1); \node[draw, circle,minimum size=22pt] (c) at (5,2.5) {1}; \path[draw,thick,-] (c) -- (4.5,1); \path[draw,thick,-] (c) -- (5.5,1); \node[draw, circle,minimum size=22pt] (d) at (7,2.5) {2}; \path[draw,thick,-] (d) -- (6.5,1); \path[draw,thick,-] (d) -- (7.5,1); \node[draw, circle,minimum size=22pt] (i) at (2,4.5) {3}; \path[draw,thick,-] (i) -- (a); \path[draw,thick,-] (i) -- (b); \node[draw, circle,minimum size=22pt] (j) at (6,4.5) {1}; \path[draw,thick,-] (j) -- (c); \path[draw,thick,-] (j) -- (d); \node[draw, circle,minimum size=22pt] (m) at (4,6.5) {1}; \path[draw,thick,-] (m) -- (i); \path[draw,thick,-] (m) -- (j); \end{tikzpicture} \end{center} \end{samepage} In this segment tree, every node in the tree contains the smallest element in the corresponding range of the array. The top node of the tree contains the smallest element in the whole array. The operations can be implemented like previously, but instead of sums, minima are calculated. \subsubsection{Binary search in a tree} The structure of the segment tree allows us to use binary search for finding elements in the array. For example, if the tree supports minimum queries, we can find the position of the smallest element in $O(\log n)$ time. For example, in the following tree the smallest element 1 can be found by traversing a path downwards from the top node: \begin{center} \begin{tikzpicture}[scale=0.7] \draw (8,0) grid (16,1); \node[anchor=center] at (8.5, 0.5) {9}; \node[anchor=center] at (9.5, 0.5) {5}; \node[anchor=center] at (10.5, 0.5) {7}; \node[anchor=center] at (11.5, 0.5) {1}; \node[anchor=center] at (12.5, 0.5) {6}; \node[anchor=center] at (13.5, 0.5) {2}; \node[anchor=center] at (14.5, 0.5) {3}; \node[anchor=center] at (15.5, 0.5) {2}; %\node[anchor=center] at (1,2.5) {13}; \node[draw, circle,minimum size=22pt] (e) at (9,2.5) {5}; \path[draw,thick,-] (e) -- (8.5,1); \path[draw,thick,-] (e) -- (9.5,1); \node[draw, circle,minimum size=22pt] (f) at (11,2.5) {1}; \path[draw,thick,-] (f) -- (10.5,1); \path[draw,thick,-] (f) -- (11.5,1); \node[draw, circle,minimum size=22pt] (g) at (13,2.5) {2}; \path[draw,thick,-] (g) -- (12.5,1); \path[draw,thick,-] (g) -- (13.5,1); \node[draw, circle,minimum size=22pt] (h) at (15,2.5) {2}; \path[draw,thick,-] (h) -- (14.5,1); \path[draw,thick,-] (h) -- (15.5,1); \node[draw, circle,minimum size=22pt] (k) at (10,4.5) {1}; \path[draw,thick,-] (k) -- (e); \path[draw,thick,-] (k) -- (f); \node[draw, circle,minimum size=22pt] (l) at (14,4.5) {2}; \path[draw,thick,-] (l) -- (g); \path[draw,thick,-] (l) -- (h); \node[draw, circle,minimum size=22pt] (n) at (12,6.5) {1}; \path[draw,thick,-] (n) -- (k); \path[draw,thick,-] (n) -- (l); \path[draw=red,thick,->,line width=2pt] (n) -- (k); \path[draw=red,thick,->,line width=2pt] (k) -- (f); \path[draw=red,thick,->,line width=2pt] (f) -- (11.5,1); \end{tikzpicture} \end{center} \section{Additional techniques} \subsubsection{Index compression} A limitation in data structures that are built upon an array is that the elements are indexed using consecutive integers. Difficulties arise when large indices are needed. For example, if we wish to use the index $10^9$, the array should contain $10^9$ elements which would require too much memory. \index{index compression} However, we can often bypass this limitation by using \key{index compression}, where the original indices are replaced with indices $1,2,3,$ etc. This can be done if we know all the indices needed during the algorithm beforehand. The idea is to replace each original index $x$ with $p(x)$ where $p$ is a function that compresses the indices. We require that the order of the indices does not change, so if $a