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\chapter{Spanning trees}
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\index{spanning tree}
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A \key{spanning tree} of a graph consists of
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the nodes of the graph and some of the
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edges of the graph so that there is a path
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between any two nodes.
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Like trees in general, spanning trees are
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connected and acyclic.
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Usually there are several ways to construct a spanning tree.
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For example, consider the following graph:
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\begin{center}
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\begin{tikzpicture}[scale=0.9]
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\node[draw, circle] (1) at (1.5,2) {$1$};
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\node[draw, circle] (2) at (3,3) {$2$};
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\node[draw, circle] (3) at (5,3) {$3$};
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\node[draw, circle] (4) at (6.5,2) {$4$};
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\node[draw, circle] (5) at (3,1) {$5$};
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\node[draw, circle] (6) at (5,1) {$6$};
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\path[draw,thick,-] (1) -- node[font=\small,label=above:3] {} (2);
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\path[draw,thick,-] (2) -- node[font=\small,label=above:5] {} (3);
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\path[draw,thick,-] (3) -- node[font=\small,label=above:9] {} (4);
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\path[draw,thick,-] (1) -- node[font=\small,label=below:5] {} (5);
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\path[draw,thick,-] (5) -- node[font=\small,label=below:2] {} (6);
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\path[draw,thick,-] (6) -- node[font=\small,label=below:7] {} (4);
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\path[draw,thick,-] (2) -- node[font=\small,label=left:6] {} (5);
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\path[draw,thick,-] (3) -- node[font=\small,label=left:3] {} (6);
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\end{tikzpicture}
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\end{center}
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A possible spanning tree for the graph is as follows:
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\begin{center}
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\begin{tikzpicture}[scale=0.9]
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\node[draw, circle] (1) at (1.5,2) {$1$};
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\node[draw, circle] (2) at (3,3) {$2$};
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\node[draw, circle] (3) at (5,3) {$3$};
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\node[draw, circle] (4) at (6.5,2) {$4$};
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\node[draw, circle] (5) at (3,1) {$5$};
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\node[draw, circle] (6) at (5,1) {$6$};
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\path[draw,thick,-] (1) -- node[font=\small,label=above:3] {} (2);
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\path[draw,thick,-] (2) -- node[font=\small,label=above:5] {} (3);
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\path[draw,thick,-] (3) -- node[font=\small,label=above:9] {} (4);
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\path[draw,thick,-] (5) -- node[font=\small,label=below:2] {} (6);
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\path[draw,thick,-] (3) -- node[font=\small,label=left:3] {} (6);
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\end{tikzpicture}
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\end{center}
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The weight of a spanning tree is the sum of the edge weights.
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For example, the weight of the above spanning tree is
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$3+5+9+3+2=22$.
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2017-01-08 12:28:52 +01:00
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\index{minimum spanning tree}
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A \key{minimum spanning tree}
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is a spanning tree whose weight is as small as possible.
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The weight of a minimum spanning tree for the example graph
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is 20, and such a tree can be constructed as follows:
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\begin{center}
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\begin{tikzpicture}[scale=0.9]
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\node[draw, circle] (1) at (1.5,2) {$1$};
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\node[draw, circle] (2) at (3,3) {$2$};
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\node[draw, circle] (3) at (5,3) {$3$};
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\node[draw, circle] (4) at (6.5,2) {$4$};
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\node[draw, circle] (5) at (3,1) {$5$};
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\node[draw, circle] (6) at (5,1) {$6$};
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\path[draw,thick,-] (1) -- node[font=\small,label=above:3] {} (2);
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%\path[draw,thick,-] (2) -- node[font=\small,label=above:5] {} (3);
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%\path[draw,thick,-] (3) -- node[font=\small,label=above:9] {} (4);
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\path[draw,thick,-] (1) -- node[font=\small,label=below:5] {} (5);
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\path[draw,thick,-] (5) -- node[font=\small,label=below:2] {} (6);
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\path[draw,thick,-] (6) -- node[font=\small,label=below:7] {} (4);
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%\path[draw,thick,-] (2) -- node[font=\small,label=left:6] {} (5);
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\path[draw,thick,-] (3) -- node[font=\small,label=left:3] {} (6);
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\end{tikzpicture}
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\end{center}
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\index{maximum spanning tree}
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In a similar way, a \key{maximum spanning tree}
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is a spanning tree whose weight is as large as possible.
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The weight of a maximum spanning tree for the
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example graph is 32:
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\begin{center}
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\begin{tikzpicture}[scale=0.9]
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\node[draw, circle] (1) at (1.5,2) {$1$};
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\node[draw, circle] (2) at (3,3) {$2$};
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\node[draw, circle] (3) at (5,3) {$3$};
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\node[draw, circle] (4) at (6.5,2) {$4$};
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\node[draw, circle] (5) at (3,1) {$5$};
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\node[draw, circle] (6) at (5,1) {$6$};
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%\path[draw,thick,-] (1) -- node[font=\small,label=above:3] {} (2);
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\path[draw,thick,-] (2) -- node[font=\small,label=above:5] {} (3);
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\path[draw,thick,-] (3) -- node[font=\small,label=above:9] {} (4);
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\path[draw,thick,-] (1) -- node[font=\small,label=below:5] {} (5);
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%\path[draw,thick,-] (5) -- node[font=\small,label=below:2] {} (6);
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\path[draw,thick,-] (6) -- node[font=\small,label=below:7] {} (4);
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\path[draw,thick,-] (2) -- node[font=\small,label=left:6] {} (5);
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%\path[draw,thick,-] (3) -- node[font=\small,label=left:3] {} (6);
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\end{tikzpicture}
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\end{center}
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2017-02-05 23:44:42 +01:00
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Note that there may be several
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minimum and maximum spanning trees
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for a graph,
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so the trees are not unique.
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2017-02-05 23:44:42 +01:00
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This chapter discusses algorithms
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for constructing spanning trees.
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It turns out that it is easy to find
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minimum and maximum spanning trees,
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because many greedy methods produce optimals solutions.
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We will learn two algorithms that both process
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the edges of the graph ordered by their weights.
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We will focus on finding minimum spanning trees,
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but similar algorithms can be used for finding
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maximum spanning trees by processing the edges in reverse order.
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\section{Kruskal's algorithm}
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\index{Kruskal's algorithm}
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2017-02-25 16:57:10 +01:00
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In \key{Kruskal's algorithm}\footnote{The algorithm was published in 1956
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by J. B. Kruskal \cite{kru56}.}, the initial spanning tree
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only contains the nodes of the graph
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and does not contain any edges.
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Then the algorithm goes through the edges
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ordered by their weights, and always adds an edge
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to the tree if it does not create a cycle.
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The algorithm maintains the components
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of the tree.
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Initially, each node of the graph
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belongs to a separate component.
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Always when an edge is added to the tree,
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two components are joined.
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Finally, all nodes belong to the same component,
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and a minimum spanning tree has been found.
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\subsubsection{Example}
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\begin{samepage}
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Let us consider how Kruskal's algorithm processes the
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following graph:
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\begin{center}
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\begin{tikzpicture}[scale=0.9]
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\node[draw, circle] (1) at (1.5,2) {$1$};
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\node[draw, circle] (2) at (3,3) {$2$};
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\node[draw, circle] (3) at (5,3) {$3$};
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\node[draw, circle] (4) at (6.5,2) {$4$};
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\node[draw, circle] (5) at (3,1) {$5$};
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\node[draw, circle] (6) at (5,1) {$6$};
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\path[draw,thick,-] (1) -- node[font=\small,label=above:3] {} (2);
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\path[draw,thick,-] (2) -- node[font=\small,label=above:5] {} (3);
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\path[draw,thick,-] (3) -- node[font=\small,label=above:9] {} (4);
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\path[draw,thick,-] (1) -- node[font=\small,label=below:5] {} (5);
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\path[draw,thick,-] (5) -- node[font=\small,label=below:2] {} (6);
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\path[draw,thick,-] (6) -- node[font=\small,label=below:7] {} (4);
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\path[draw,thick,-] (2) -- node[font=\small,label=left:6] {} (5);
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\path[draw,thick,-] (3) -- node[font=\small,label=left:3] {} (6);
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\end{tikzpicture}
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\end{center}
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\end{samepage}
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\begin{samepage}
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The first step in the algorithm is to sort the
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edges in increasing order of their weights.
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The result is the following list:
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\begin{tabular}{ll}
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\\
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edge & weight \\
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\hline
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5--6 & 2 \\
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1--2 & 3 \\
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3--6 & 3 \\
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1--5 & 5 \\
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2--3 & 5 \\
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2--5 & 6 \\
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4--6 & 7 \\
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3--4 & 9 \\
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\\
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\end{tabular}
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\end{samepage}
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After this, the algorithm goes through the list
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and adds each edge to the tree if it joins
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two separate components.
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Initially, each node is in its own component:
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\begin{center}
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\begin{tikzpicture}[scale=0.9]
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\node[draw, circle] (1) at (1.5,2) {$1$};
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\node[draw, circle] (2) at (3,3) {$2$};
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\node[draw, circle] (3) at (5,3) {$3$};
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\node[draw, circle] (4) at (6.5,2) {$4$};
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\node[draw, circle] (5) at (3,1) {$5$};
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\node[draw, circle] (6) at (5,1) {$6$};
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%\path[draw,thick,-] (1) -- node[font=\small,label=above:3] {} (2);
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%\path[draw,thick,-] (2) -- node[font=\small,label=above:5] {} (3);
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%\path[draw,thick,-] (3) -- node[font=\small,label=above:9] {} (4);
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%\path[draw,thick,-] (1) -- node[font=\small,label=below:5] {} (5);
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%\path[draw,thick,-] (5) -- node[font=\small,label=below:2] {} (6);
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%\path[draw,thick,-] (6) -- node[font=\small,label=below:7] {} (4);
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%\path[draw,thick,-] (2) -- node[font=\small,label=left:6] {} (5);
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%\path[draw,thick,-] (3) -- node[font=\small,label=left:3] {} (6);
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\end{tikzpicture}
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\end{center}
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The first edge to be added to the tree is
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the edge 5--6 that creates the component $\{5,6\}$
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by joining the components $\{5\}$ and $\{6\}$:
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\begin{center}
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\begin{tikzpicture}
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\node[draw, circle] (1) at (1.5,2) {$1$};
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\node[draw, circle] (2) at (3,3) {$2$};
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\node[draw, circle] (3) at (5,3) {$3$};
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\node[draw, circle] (4) at (6.5,2) {$4$};
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\node[draw, circle] (5) at (3,1) {$5$};
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\node[draw, circle] (6) at (5,1) {$6$};
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%\path[draw,thick,-] (1) -- node[font=\small,label=above:3] {} (2);
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%\path[draw,thick,-] (2) -- node[font=\small,label=above:5] {} (3);
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%\path[draw,thick,-] (3) -- node[font=\small,label=above:9] {} (4);
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%\path[draw,thick,-] (1) -- node[font=\small,label=below:5] {} (5);
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\path[draw,thick,-] (5) -- node[font=\small,label=below:2] {} (6);
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%\path[draw,thick,-] (6) -- node[font=\small,label=below:7] {} (4);
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%\path[draw,thick,-] (2) -- node[font=\small,label=left:6] {} (5);
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%\path[draw,thick,-] (3) -- node[font=\small,label=left:3] {} (6);
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\end{tikzpicture}
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\end{center}
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After this, the edges 1--2, 3--6 and 1--5 are added in a similar way:
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\begin{center}
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\begin{tikzpicture}[scale=0.9]
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\node[draw, circle] (1) at (1.5,2) {$1$};
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\node[draw, circle] (2) at (3,3) {$2$};
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\node[draw, circle] (3) at (5,3) {$3$};
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\node[draw, circle] (4) at (6.5,2) {$4$};
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\node[draw, circle] (5) at (3,1) {$5$};
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\node[draw, circle] (6) at (5,1) {$6$};
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\path[draw,thick,-] (1) -- node[font=\small,label=above:3] {} (2);
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%\path[draw,thick,-] (2) -- node[font=\small,label=above:5] {} (3);
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%\path[draw,thick,-] (3) -- node[font=\small,label=above:9] {} (4);
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\path[draw,thick,-] (1) -- node[font=\small,label=below:5] {} (5);
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\path[draw,thick,-] (5) -- node[font=\small,label=below:2] {} (6);
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%\path[draw,thick,-] (6) -- node[font=\small,label=below:7] {} (4);
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%\path[draw,thick,-] (2) -- node[font=\small,label=left:6] {} (5);
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\path[draw,thick,-] (3) -- node[font=\small,label=left:3] {} (6);
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\end{tikzpicture}
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\end{center}
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After those steps, most components have been joined
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and there are two components in the tree:
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$\{1,2,3,5,6\}$ and $\{4\}$.
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The next edge in the list is the edge 2--3,
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but it will not be included in the tree, because
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2017-01-08 12:28:52 +01:00
|
|
|
nodes 2 and 3 are already in the same component.
|
2017-02-05 23:44:42 +01:00
|
|
|
For the same reason, the edge 2--5 will not be included in the tree.
|
2016-12-28 23:54:51 +01:00
|
|
|
|
|
|
|
\begin{samepage}
|
2017-02-05 23:44:42 +01:00
|
|
|
Finally, the edge 4--6 will be included in the tree:
|
2016-12-28 23:54:51 +01:00
|
|
|
|
|
|
|
\begin{center}
|
|
|
|
\begin{tikzpicture}[scale=0.9]
|
|
|
|
\node[draw, circle] (1) at (1.5,2) {$1$};
|
|
|
|
\node[draw, circle] (2) at (3,3) {$2$};
|
|
|
|
\node[draw, circle] (3) at (5,3) {$3$};
|
|
|
|
\node[draw, circle] (4) at (6.5,2) {$4$};
|
|
|
|
\node[draw, circle] (5) at (3,1) {$5$};
|
|
|
|
\node[draw, circle] (6) at (5,1) {$6$};
|
|
|
|
|
|
|
|
\path[draw,thick,-] (1) -- node[font=\small,label=above:3] {} (2);
|
|
|
|
%\path[draw,thick,-] (2) -- node[font=\small,label=above:5] {} (3);
|
|
|
|
%\path[draw,thick,-] (3) -- node[font=\small,label=above:9] {} (4);
|
|
|
|
\path[draw,thick,-] (1) -- node[font=\small,label=below:5] {} (5);
|
|
|
|
\path[draw,thick,-] (5) -- node[font=\small,label=below:2] {} (6);
|
|
|
|
\path[draw,thick,-] (6) -- node[font=\small,label=below:7] {} (4);
|
|
|
|
%\path[draw,thick,-] (2) -- node[font=\small,label=left:6] {} (5);
|
|
|
|
\path[draw,thick,-] (3) -- node[font=\small,label=left:3] {} (6);
|
|
|
|
\end{tikzpicture}
|
|
|
|
\end{center}
|
|
|
|
\end{samepage}
|
|
|
|
|
2017-02-05 23:44:42 +01:00
|
|
|
After this, the algorithm will not add any
|
|
|
|
new edges, because the graph is connected
|
|
|
|
and there is a path between any two nodes.
|
2017-01-08 12:28:52 +01:00
|
|
|
The resulting graph is a minimum spanning tree
|
|
|
|
with weight $2+3+3+5+7=20$.
|
|
|
|
|
|
|
|
\subsubsection{Why does this work?}
|
|
|
|
|
2017-02-05 23:44:42 +01:00
|
|
|
It is a good question why Kruskal's algorithm works.
|
2017-01-08 12:28:52 +01:00
|
|
|
Why does the greedy strategy guarantee that we
|
|
|
|
will find a minimum spanning tree?
|
|
|
|
|
2017-02-05 23:44:42 +01:00
|
|
|
Let us see what happens if the minimum weight edge of
|
|
|
|
the graph is not included in the spanning tree.
|
|
|
|
For example, suppose that a spanning tree
|
2017-02-17 21:13:30 +01:00
|
|
|
for the previous graph would not contain the
|
2017-02-05 23:44:42 +01:00
|
|
|
minimum weight edge 5--6.
|
|
|
|
We do not know the exact structure of such a spanning tree,
|
|
|
|
but in any case it has to contain some edges.
|
2017-01-08 12:28:52 +01:00
|
|
|
Assume that the tree would be as follows:
|
2016-12-28 23:54:51 +01:00
|
|
|
|
|
|
|
\begin{center}
|
|
|
|
\begin{tikzpicture}[scale=0.9]
|
|
|
|
\node[draw, circle] (1) at (1.5,2) {$1$};
|
|
|
|
\node[draw, circle] (2) at (3,3) {$2$};
|
|
|
|
\node[draw, circle] (3) at (5,3) {$3$};
|
|
|
|
\node[draw, circle] (4) at (6.5,2) {$4$};
|
|
|
|
\node[draw, circle] (5) at (3,1) {$5$};
|
|
|
|
\node[draw, circle] (6) at (5,1) {$6$};
|
|
|
|
|
|
|
|
\path[draw,thick,-,dashed] (1) -- (2);
|
|
|
|
\path[draw,thick,-,dashed] (2) -- (5);
|
|
|
|
\path[draw,thick,-,dashed] (2) -- (3);
|
|
|
|
\path[draw,thick,-,dashed] (3) -- (4);
|
|
|
|
\path[draw,thick,-,dashed] (4) -- (6);
|
|
|
|
\end{tikzpicture}
|
|
|
|
\end{center}
|
|
|
|
|
2017-02-05 23:44:42 +01:00
|
|
|
However, it is not possible that the above tree
|
|
|
|
would be a minimum spanning tree for the graph.
|
2017-01-08 12:28:52 +01:00
|
|
|
The reason for this is that we can remove an edge
|
2017-02-05 23:44:42 +01:00
|
|
|
from the tree and replace it with the minimum weight edge 5--6.
|
2017-01-08 12:28:52 +01:00
|
|
|
This produces a spanning tree whose weight is
|
|
|
|
\emph{smaller}:
|
2016-12-28 23:54:51 +01:00
|
|
|
|
|
|
|
\begin{center}
|
|
|
|
\begin{tikzpicture}[scale=0.9]
|
|
|
|
\node[draw, circle] (1) at (1.5,2) {$1$};
|
|
|
|
\node[draw, circle] (2) at (3,3) {$2$};
|
|
|
|
\node[draw, circle] (3) at (5,3) {$3$};
|
|
|
|
\node[draw, circle] (4) at (6.5,2) {$4$};
|
|
|
|
\node[draw, circle] (5) at (3,1) {$5$};
|
|
|
|
\node[draw, circle] (6) at (5,1) {$6$};
|
|
|
|
|
|
|
|
\path[draw,thick,-,dashed] (1) -- (2);
|
|
|
|
\path[draw,thick,-,dashed] (2) -- (5);
|
|
|
|
\path[draw,thick,-,dashed] (3) -- (4);
|
|
|
|
\path[draw,thick,-,dashed] (4) -- (6);
|
|
|
|
\path[draw,thick,-] (5) -- node[font=\small,label=below:2] {} (6);
|
|
|
|
\end{tikzpicture}
|
|
|
|
\end{center}
|
|
|
|
|
2017-02-05 23:44:42 +01:00
|
|
|
For this reason, it is always optimal
|
|
|
|
to include the minimum weight edge
|
|
|
|
in the tree to produce a minimum spanning tree.
|
|
|
|
Using a similar argument, we can show that it
|
|
|
|
is also optimal to add the next edge in weight order
|
|
|
|
to the tree, and so on.
|
|
|
|
Hence, Kruskal's algorithm works correctly and
|
2017-01-08 12:28:52 +01:00
|
|
|
always produces a minimum spanning tree.
|
2016-12-28 23:54:51 +01:00
|
|
|
|
2017-01-08 12:28:52 +01:00
|
|
|
\subsubsection{Implementation}
|
2016-12-28 23:54:51 +01:00
|
|
|
|
2017-02-05 23:44:42 +01:00
|
|
|
When implementing Kruskal's algorithm,
|
|
|
|
the edge list representation of the graph
|
|
|
|
is convenient.
|
2017-01-08 12:28:52 +01:00
|
|
|
The first phase of the algorithm sorts the
|
2017-02-05 23:44:42 +01:00
|
|
|
edges in the list in $O(m \log m)$ time.
|
2017-01-08 12:28:52 +01:00
|
|
|
After this, the second phase of the algorithm
|
2017-02-05 23:44:42 +01:00
|
|
|
builds the minimum spanning tree as follows:
|
2016-12-28 23:54:51 +01:00
|
|
|
|
|
|
|
\begin{lstlisting}
|
|
|
|
for (...) {
|
2017-03-12 09:13:29 +01:00
|
|
|
if (!same(a,b)) unite(a,b);
|
2016-12-28 23:54:51 +01:00
|
|
|
}
|
|
|
|
\end{lstlisting}
|
|
|
|
|
2017-01-08 12:28:52 +01:00
|
|
|
The loop goes through the edges in the list
|
|
|
|
and always processes an edge $a$--$b$
|
|
|
|
where $a$ and $b$ are two nodes.
|
2017-02-17 21:13:30 +01:00
|
|
|
Two functions are needed:
|
2017-01-08 12:28:52 +01:00
|
|
|
the function \texttt{same} determines
|
|
|
|
if the nodes are in the same component,
|
2017-03-12 09:13:29 +01:00
|
|
|
and the function \texttt{unite}
|
2017-02-05 23:44:42 +01:00
|
|
|
joins the components that contain nodes $a$ and $b$.
|
2017-01-08 12:28:52 +01:00
|
|
|
|
|
|
|
The problem is how to efficiently implement
|
2017-03-12 09:13:29 +01:00
|
|
|
the functions \texttt{same} and \texttt{unite}.
|
2017-02-05 23:44:42 +01:00
|
|
|
One possibility is to implement the function
|
2017-02-17 21:13:30 +01:00
|
|
|
\texttt{same} as a graph traversal and check if
|
|
|
|
we can get from node $a$ to node $b$.
|
2017-02-05 23:44:42 +01:00
|
|
|
However, the time complexity of such a function
|
2017-02-17 21:13:30 +01:00
|
|
|
would be $O(n+m)$
|
2017-02-05 23:44:42 +01:00
|
|
|
and the resulting algorithm would be slow,
|
|
|
|
because the function \texttt{same} will be called for each edge in the graph.
|
2017-01-08 12:28:52 +01:00
|
|
|
|
|
|
|
We will solve the problem using a union-find structure
|
2017-02-05 23:44:42 +01:00
|
|
|
that implements both functions in $O(\log n)$ time.
|
2017-01-08 12:28:52 +01:00
|
|
|
Thus, the time complexity of Kruskal's algorithm
|
2017-01-08 13:45:46 +01:00
|
|
|
will be $O(m \log n)$ after sorting the edge list.
|
|
|
|
|
|
|
|
\section{Union-find structure}
|
|
|
|
|
|
|
|
\index{union-find structure}
|
|
|
|
|
2017-02-05 23:44:42 +01:00
|
|
|
A \key{union-find structure} maintains
|
2017-01-08 13:45:46 +01:00
|
|
|
a collection of sets.
|
|
|
|
The sets are disjoint, so no element
|
|
|
|
belongs to more than one set.
|
2017-02-05 23:44:42 +01:00
|
|
|
Two $O(\log n)$ time operations are supported:
|
2017-03-12 09:13:29 +01:00
|
|
|
the \texttt{unite} operation joins two sets,
|
2017-02-05 23:44:42 +01:00
|
|
|
and the \texttt{find} operation finds the representative
|
2017-02-25 16:57:10 +01:00
|
|
|
of the set that contains a given element\footnote{The structure presented here
|
|
|
|
was introduced in 1971 by J. D. Hopcroft and J. D. Ullman \cite{hop71}.
|
|
|
|
Later, in 1975, R. E. Tarjan studied a more sophisticated variant
|
|
|
|
of the structure \cite{tar75} that is discussed in many algorithm
|
|
|
|
textbooks nowadays.}.
|
2017-01-08 13:45:46 +01:00
|
|
|
|
|
|
|
\subsubsection{Structure}
|
|
|
|
|
2017-02-05 23:44:42 +01:00
|
|
|
In a union-find structure, one element in each set
|
|
|
|
is the representative of the set,
|
2017-02-17 21:13:30 +01:00
|
|
|
and there is a chain from any other element of the
|
2017-02-05 23:44:42 +01:00
|
|
|
set to the representative.
|
|
|
|
For example, assume that the sets are
|
|
|
|
$\{1,4,7\}$, $\{5\}$ and $\{2,3,6,8\}$:
|
2016-12-28 23:54:51 +01:00
|
|
|
\begin{center}
|
|
|
|
\begin{tikzpicture}
|
|
|
|
\node[draw, circle] (1) at (0,-1) {$1$};
|
|
|
|
\node[draw, circle] (2) at (7,0) {$2$};
|
|
|
|
\node[draw, circle] (3) at (7,-1.5) {$3$};
|
|
|
|
\node[draw, circle] (4) at (1,0) {$4$};
|
|
|
|
\node[draw, circle] (5) at (4,0) {$5$};
|
|
|
|
\node[draw, circle] (6) at (6,-2.5) {$6$};
|
|
|
|
\node[draw, circle] (7) at (2,-1) {$7$};
|
|
|
|
\node[draw, circle] (8) at (8,-2.5) {$8$};
|
|
|
|
|
|
|
|
\path[draw,thick,->] (1) -- (4);
|
|
|
|
\path[draw,thick,->] (7) -- (4);
|
|
|
|
|
|
|
|
\path[draw,thick,->] (3) -- (2);
|
|
|
|
\path[draw,thick,->] (6) -- (3);
|
|
|
|
\path[draw,thick,->] (8) -- (3);
|
|
|
|
|
|
|
|
\end{tikzpicture}
|
|
|
|
\end{center}
|
2017-02-17 21:13:30 +01:00
|
|
|
In this case the representatives
|
2017-01-08 13:45:46 +01:00
|
|
|
of the sets are 4, 5 and 2.
|
2017-02-05 23:44:42 +01:00
|
|
|
For each element, we can find its representative
|
|
|
|
by following the chain that begins at the element.
|
|
|
|
For example, the element 2 is the representative
|
|
|
|
for the element 6, because
|
2017-02-17 21:13:30 +01:00
|
|
|
we follow the chain $6 \rightarrow 3 \rightarrow 2$.
|
2017-02-05 23:44:42 +01:00
|
|
|
Two elements belong to the same set exactly when
|
|
|
|
their representatives are the same.
|
|
|
|
|
|
|
|
Two sets can be joined by connecting the
|
2017-01-08 13:45:46 +01:00
|
|
|
representative of one set to the
|
|
|
|
representative of another set.
|
2017-02-05 23:44:42 +01:00
|
|
|
For example, the sets
|
2017-01-08 13:45:46 +01:00
|
|
|
$\{1,4,7\}$ and $\{2,3,6,8\}$
|
2017-02-05 23:44:42 +01:00
|
|
|
can be joined as follows:
|
2016-12-28 23:54:51 +01:00
|
|
|
\begin{center}
|
|
|
|
\begin{tikzpicture}
|
|
|
|
\node[draw, circle] (1) at (2,-1) {$1$};
|
|
|
|
\node[draw, circle] (2) at (7,0) {$2$};
|
|
|
|
\node[draw, circle] (3) at (7,-1.5) {$3$};
|
|
|
|
\node[draw, circle] (4) at (3,0) {$4$};
|
|
|
|
\node[draw, circle] (6) at (6,-2.5) {$6$};
|
|
|
|
\node[draw, circle] (7) at (4,-1) {$7$};
|
|
|
|
\node[draw, circle] (8) at (8,-2.5) {$8$};
|
|
|
|
|
|
|
|
\path[draw,thick,->] (1) -- (4);
|
|
|
|
\path[draw,thick,->] (7) -- (4);
|
|
|
|
|
|
|
|
\path[draw,thick,->] (3) -- (2);
|
|
|
|
\path[draw,thick,->] (6) -- (3);
|
|
|
|
\path[draw,thick,->] (8) -- (3);
|
|
|
|
|
|
|
|
\path[draw,thick,->] (4) -- (2);
|
|
|
|
\end{tikzpicture}
|
|
|
|
\end{center}
|
|
|
|
|
2017-02-05 23:44:42 +01:00
|
|
|
The resulting set contains the elements
|
|
|
|
$\{1,2,3,4,6,7,8\}$.
|
2017-02-17 21:13:30 +01:00
|
|
|
From this on, the element 2 is the representative
|
2017-02-05 23:44:42 +01:00
|
|
|
for the entire set and the old representative 4
|
2017-02-17 21:13:30 +01:00
|
|
|
points to the element 2.
|
2017-01-08 13:45:46 +01:00
|
|
|
|
2017-02-17 21:13:30 +01:00
|
|
|
The efficiency of the union-find structure depends on
|
|
|
|
how the sets are joined.
|
2017-02-05 23:44:42 +01:00
|
|
|
It turns out that we can follow a simple strategy:
|
|
|
|
always connect the representative of the
|
2017-01-08 13:45:46 +01:00
|
|
|
smaller set to the representative of the larger set
|
2017-02-05 23:44:42 +01:00
|
|
|
(or if the sets are of equal size,
|
|
|
|
we can make an arbitrary choice).
|
|
|
|
Using this strategy, the length of any chain
|
2017-02-17 21:13:30 +01:00
|
|
|
will be $O(\log n)$, so we can
|
|
|
|
find the representative of any element
|
|
|
|
efficiently by following the corresponding chain.
|
2017-01-08 13:45:46 +01:00
|
|
|
|
|
|
|
\subsubsection{Implementation}
|
2016-12-28 23:54:51 +01:00
|
|
|
|
2017-02-05 23:44:42 +01:00
|
|
|
The union-find structure can be implemented
|
2017-01-08 13:45:46 +01:00
|
|
|
using arrays.
|
|
|
|
In the following implementation,
|
2017-04-17 12:58:04 +02:00
|
|
|
the array \texttt{link} contains for each element
|
2017-01-08 13:45:46 +01:00
|
|
|
the next element
|
2017-02-05 23:44:42 +01:00
|
|
|
in the chain or the element itself if it is
|
2017-01-08 13:45:46 +01:00
|
|
|
a representative,
|
2017-04-17 12:58:04 +02:00
|
|
|
and the array \texttt{size} indicates for each representative
|
2017-01-08 13:45:46 +01:00
|
|
|
the size of the corresponding set.
|
|
|
|
|
2017-02-05 23:44:42 +01:00
|
|
|
Initially, each element belongs to a separate set:
|
2016-12-28 23:54:51 +01:00
|
|
|
\begin{lstlisting}
|
2017-04-17 12:58:04 +02:00
|
|
|
for (int i = 1; i <= n; i++) link[i] = i;
|
|
|
|
for (int i = 1; i <= n; i++) size[i] = 1;
|
2016-12-28 23:54:51 +01:00
|
|
|
\end{lstlisting}
|
|
|
|
|
2017-01-08 13:45:46 +01:00
|
|
|
The function \texttt{find} returns
|
2017-02-05 23:44:42 +01:00
|
|
|
the representative for an element $x$.
|
2017-01-08 13:45:46 +01:00
|
|
|
The representative can be found by following
|
2017-02-05 23:44:42 +01:00
|
|
|
the chain that begins at $x$.
|
2016-12-28 23:54:51 +01:00
|
|
|
|
|
|
|
\begin{lstlisting}
|
2017-01-08 13:45:46 +01:00
|
|
|
int find(int x) {
|
2017-04-17 12:58:04 +02:00
|
|
|
while (x != link[x]) x = link[x];
|
2016-12-28 23:54:51 +01:00
|
|
|
return x;
|
|
|
|
}
|
|
|
|
\end{lstlisting}
|
|
|
|
|
2017-02-05 23:44:42 +01:00
|
|
|
The function \texttt{same} checks
|
2017-01-08 13:45:46 +01:00
|
|
|
whether elements $a$ and $b$ belong to the same set.
|
|
|
|
This can easily be done by using the
|
2017-02-05 23:44:42 +01:00
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function \texttt{find}:
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2016-12-28 23:54:51 +01:00
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\begin{lstlisting}
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2017-01-08 13:45:46 +01:00
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bool same(int a, int b) {
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return find(a) == find(b);
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2016-12-28 23:54:51 +01:00
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}
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\end{lstlisting}
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\begin{samepage}
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2017-03-12 09:13:29 +01:00
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The function \texttt{unite} joins the sets
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that contain elements $a$ and $b$
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(the elements has to be in different sets).
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The function first finds the representatives
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of the sets and then connects the smaller
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set to the larger set.
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2016-12-28 23:54:51 +01:00
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\begin{lstlisting}
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2017-03-12 09:13:29 +01:00
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void unite(int a, int b) {
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a = find(a);
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b = find(b);
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2017-04-17 12:58:04 +02:00
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if (size[a] < size[b]) swap(a,b);
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size[a] += size[b];
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link[b] = a;
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2016-12-28 23:54:51 +01:00
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}
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\end{lstlisting}
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\end{samepage}
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2017-01-08 13:45:46 +01:00
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The time complexity of the function \texttt{find}
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is $O(\log n)$ assuming that the length of each
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chain is $O(\log n)$.
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2017-03-12 09:13:29 +01:00
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In this case, the functions \texttt{same} and \texttt{unite}
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2017-01-08 13:45:46 +01:00
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also work in $O(\log n)$ time.
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2017-03-12 09:13:29 +01:00
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The function \texttt{unite} makes sure that the
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2017-02-05 23:44:42 +01:00
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length of each chain is $O(\log n)$ by connecting
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the smaller set to the larger set.
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2016-12-28 23:54:51 +01:00
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2017-01-08 14:00:25 +01:00
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\section{Prim's algorithm}
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2016-12-28 23:54:51 +01:00
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2017-01-08 14:00:25 +01:00
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\index{Prim's algorithm}
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2016-12-28 23:54:51 +01:00
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2017-02-25 16:57:10 +01:00
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\key{Prim's algorithm}\footnote{The algorithm is
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named after R. C. Prim who published it in 1957 \cite{pri57}.
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However, the same algorithm was discovered already in 1930
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by V. Jarník.} is an alternative method
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for finding a minimum spanning tree.
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The algorithm first adds an arbitrary node
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2017-02-05 23:44:42 +01:00
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to the tree.
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2017-02-17 21:13:30 +01:00
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After this, the algorithm always chooses
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a minimum-weight edge that
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adds a new node to the tree.
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Finally, all nodes have been added to the tree
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and a minimum spanning tree has been found.
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2016-12-28 23:54:51 +01:00
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2017-01-08 14:00:25 +01:00
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Prim's algorithm resembles Dijkstra's algorithm.
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The difference is that Dijkstra's algorithm always
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2017-02-05 23:44:42 +01:00
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selects an edge whose distance from the starting
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node is minimum, but Prim's algorithm simply selects
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the minimum weight edge that adds a new node to the tree.
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2016-12-28 23:54:51 +01:00
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2017-01-08 14:00:25 +01:00
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\subsubsection{Example}
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2017-02-05 23:44:42 +01:00
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Let us consider how Prim's algorithm works
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in the following graph:
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\begin{center}
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\begin{tikzpicture}[scale=0.9]
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\node[draw, circle] (1) at (1.5,2) {$1$};
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\node[draw, circle] (2) at (3,3) {$2$};
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\node[draw, circle] (3) at (5,3) {$3$};
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\node[draw, circle] (4) at (6.5,2) {$4$};
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\node[draw, circle] (5) at (3,1) {$5$};
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\node[draw, circle] (6) at (5,1) {$6$};
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\path[draw,thick,-] (1) -- node[font=\small,label=above:3] {} (2);
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\path[draw,thick,-] (2) -- node[font=\small,label=above:5] {} (3);
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\path[draw,thick,-] (3) -- node[font=\small,label=above:9] {} (4);
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\path[draw,thick,-] (1) -- node[font=\small,label=below:5] {} (5);
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\path[draw,thick,-] (5) -- node[font=\small,label=below:2] {} (6);
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\path[draw,thick,-] (6) -- node[font=\small,label=below:7] {} (4);
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\path[draw,thick,-] (2) -- node[font=\small,label=left:6] {} (5);
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\path[draw,thick,-] (3) -- node[font=\small,label=left:3] {} (6);
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%\path[draw=red,thick,-,line width=2pt] (5) -- (6);
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\end{tikzpicture}
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\end{center}
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Initially, there are no edges between the nodes:
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\begin{center}
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\begin{tikzpicture}[scale=0.9]
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\node[draw, circle] (1) at (1.5,2) {$1$};
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\node[draw, circle] (2) at (3,3) {$2$};
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\node[draw, circle] (3) at (5,3) {$3$};
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\node[draw, circle] (4) at (6.5,2) {$4$};
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\node[draw, circle] (5) at (3,1) {$5$};
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\node[draw, circle] (6) at (5,1) {$6$};
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%\path[draw,thick,-] (1) -- node[font=\small,label=above:3] {} (2);
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%\path[draw,thick,-] (2) -- node[font=\small,label=above:5] {} (3);
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%\path[draw,thick,-] (3) -- node[font=\small,label=above:9] {} (4);
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%\path[draw,thick,-] (1) -- node[font=\small,label=below:5] {} (5);
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%\path[draw,thick,-] (5) -- node[font=\small,label=below:2] {} (6);
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%\path[draw,thick,-] (6) -- node[font=\small,label=below:7] {} (4);
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%\path[draw,thick,-] (2) -- node[font=\small,label=left:6] {} (5);
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%\path[draw,thick,-] (3) -- node[font=\small,label=left:3] {} (6);
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\end{tikzpicture}
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\end{center}
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2017-02-05 23:44:42 +01:00
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An arbitrary node can be the starting node,
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2017-02-17 21:13:30 +01:00
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so let us choose node 1.
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First, we add node 2 that is connected by
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an edge of weight 3:
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2016-12-28 23:54:51 +01:00
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\begin{center}
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\begin{tikzpicture}[scale=0.9]
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\node[draw, circle] (1) at (1.5,2) {$1$};
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\node[draw, circle] (2) at (3,3) {$2$};
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\node[draw, circle] (3) at (5,3) {$3$};
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\node[draw, circle] (4) at (6.5,2) {$4$};
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\node[draw, circle] (5) at (3,1) {$5$};
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\node[draw, circle] (6) at (5,1) {$6$};
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\path[draw,thick,-] (1) -- node[font=\small,label=above:3] {} (2);
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%\path[draw,thick,-] (2) -- node[font=\small,label=above:5] {} (3);
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%\path[draw,thick,-] (3) -- node[font=\small,label=above:9] {} (4);
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%\path[draw,thick,-] (1) -- node[font=\small,label=below:5] {} (5);
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%\path[draw,thick,-] (5) -- node[font=\small,label=below:2] {} (6);
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%\path[draw,thick,-] (6) -- node[font=\small,label=below:7] {} (4);
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%\path[draw,thick,-] (2) -- node[font=\small,label=left:6] {} (5);
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%\path[draw,thick,-] (3) -- node[font=\small,label=left:3] {} (6);
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\end{tikzpicture}
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\end{center}
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2017-01-08 14:00:25 +01:00
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After this, there are two edges with weight 5,
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so we can add either node 3 or node 5 to the tree.
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2017-02-05 23:44:42 +01:00
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Let us add node 3 first:
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2016-12-28 23:54:51 +01:00
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\begin{center}
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\begin{tikzpicture}[scale=0.9]
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\node[draw, circle] (1) at (1.5,2) {$1$};
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\node[draw, circle] (2) at (3,3) {$2$};
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\node[draw, circle] (3) at (5,3) {$3$};
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\node[draw, circle] (4) at (6.5,2) {$4$};
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\node[draw, circle] (5) at (3,1) {$5$};
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\node[draw, circle] (6) at (5,1) {$6$};
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\path[draw,thick,-] (1) -- node[font=\small,label=above:3] {} (2);
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\path[draw,thick,-] (2) -- node[font=\small,label=above:5] {} (3);
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%\path[draw,thick,-] (3) -- node[font=\small,label=above:9] {} (4);
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%\path[draw,thick,-] (1) -- node[font=\small,label=below:5] {} (5);
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%\path[draw,thick,-] (5) -- node[font=\small,label=below:2] {} (6);
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%\path[draw,thick,-] (6) -- node[font=\small,label=below:7] {} (4);
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%\path[draw,thick,-] (2) -- node[font=\small,label=left:6] {} (5);
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%\path[draw,thick,-] (3) -- node[font=\small,label=left:3] {} (6);
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\end{tikzpicture}
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\end{center}
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\begin{samepage}
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2017-01-08 14:00:25 +01:00
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The process continues until all nodes have been included in the tree:
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2016-12-28 23:54:51 +01:00
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\begin{center}
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\begin{tikzpicture}[scale=0.9]
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\node[draw, circle] (1) at (1.5,2) {$1$};
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\node[draw, circle] (2) at (3,3) {$2$};
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\node[draw, circle] (3) at (5,3) {$3$};
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\node[draw, circle] (4) at (6.5,2) {$4$};
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\node[draw, circle] (5) at (3,1) {$5$};
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\node[draw, circle] (6) at (5,1) {$6$};
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\path[draw,thick,-] (1) -- node[font=\small,label=above:3] {} (2);
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\path[draw,thick,-] (2) -- node[font=\small,label=above:5] {} (3);
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%\path[draw,thick,-] (3) -- node[font=\small,label=above:9] {} (4);
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%\path[draw,thick,-] (1) -- node[font=\small,label=below:5] {} (5);
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\path[draw,thick,-] (5) -- node[font=\small,label=below:2] {} (6);
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\path[draw,thick,-] (6) -- node[font=\small,label=below:7] {} (4);
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%\path[draw,thick,-] (2) -- node[font=\small,label=left:6] {} (5);
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\path[draw,thick,-] (3) -- node[font=\small,label=left:3] {} (6);
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\end{tikzpicture}
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\end{center}
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\end{samepage}
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2017-01-08 14:00:25 +01:00
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\subsubsection{Implementation}
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2016-12-28 23:54:51 +01:00
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2017-01-08 14:00:25 +01:00
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Like Dijkstra's algorithm, Prim's algorithm can be
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efficiently implemented using a priority queue.
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2017-02-05 23:44:42 +01:00
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The priority queue should contain all nodes
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2017-01-08 14:00:25 +01:00
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that can be connected to the current component using
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a single edge, in increasing order of the weights
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of the corresponding edges.
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The time complexity of Prim's algorithm is
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$O(n + m \log m)$ that equals the time complexity
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of Dijkstra's algorithm.
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2017-02-05 23:44:42 +01:00
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In practice, Prim's and Kruskal's algorithms
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2017-01-08 14:00:25 +01:00
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are both efficient, and the choice of the algorithm
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is a matter of taste.
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Still, most competitive programmers use Kruskal's algorithm.
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